North Carolina Licensed Compliance Officer

Company: VirtualVocations
Location: Canton
Posted on: April 6, 2025

Job Description:

A company is looking for a Senior Compliance Officer - Investor Services (Remote).
Key Responsibilities

Lead the analysis and development of compliance policies, procedures, and systems to ensure regulatory adherence
Act as a liaison between various stakeholders during compliance examinations and resolve complex issues
Prepare reports on compliance reviews and communicate necessary actions to fulfill regulatory requirements

Required Qualifications

Bachelor's Degree and 7 years of experience in Compliance, legal, or audit OR High School Diploma or GED and 11 years of experience in Compliance, legal, or audit
Valid Series 7, 24, 63, 65 or 66 licenses, insurance license preferred

Keywords: VirtualVocations, Penn Hills , North Carolina Licensed Compliance Officer, Other , Canton, Pennsylvania

Click here to apply!

Didn't find what you're looking for? Search again!

Let Canton recruiters find you. Post your resume for free!

Get Canton Other jobs via email.

View more Penn Hills Other jobs

Other Other Jobs

Optician
Description: The Laurel Eye Clinic in Duncansville has a part-time career opportunity for an outgoing, motivated Optician with
Company: Laurel Eye Clinic
Location: Duncansville
Posted on: 04/6/2025

Home Care Aide - Weekly Pay
Description: Job Description n n Our caregivers are Care Professionals. They provide an invaluable service to aging adults. We encourage our Care Professionals to foster genuine relationships with the seniors in (more...)
Company: Honor
Location: Oakmont
Posted on: 04/6/2025

Travel MRI Technologist - $2,062 per week
Description: Job DescriptionTRS Healthcare is seeking a travel MRI Technologist for a travel job in Johnstown, Pennsylvania.Job Description Requirements ul
Company: TRS Healthcare
Location: Johnstown
Posted on: 04/6/2025

Salary in Penn Hills, Pennsylvania Area | More details for Penn Hills, Pennsylvania Jobs |Salary

Travel MRI Technologist - $2,006 per week
Description: Job DescriptionHost Healthcare is seeking a travel MRI Technologist for a travel job in Johnstown, Pennsylvania.Job Description Requirements ul li Specialty: MRI Technologist li Discipline: Allied (more...)
Company: Host Healthcare
Location: Johnstown
Posted on: 04/6/2025

Counselor
Description: Pyramid Healthcare is dedicated to offering the highest quality of care to those we serve. A focus on client-focused care establishes our family of brands as respected leaders in addiction treatment, (more...)
Company: Pyramid Healthcare
Location: Altoona
Posted on: 04/6/2025

Staff Chaplain: Palliative Care
Description: Full-time, 40 hours/weekPrimarily day shift with evenings as neededOnsite, some travel requiredSummary:The Staff Chaplain provides spiritual and emotional support to patients, families, and staff of varying (more...)
Company: Akron Children's Hospital
Location: Akron
Posted on: 04/4/2025

Lube Tech
Description: Job DescriptionWhat You'll Do: br br As aVehicle Service Specialist aka auto technician , you will help keep our guests safe on the road by providing top-tier customer service while performing preventative (more...)
Company: Valvoline Instant Oil Change
Location: Latrobe
Posted on: 04/6/2025

Travel MRI Technologist - $2,577 per week
Description: Job DescriptionLRS Healthcare - Imaging is seeking a travel MRI Technologist for a travel job in State College, Pennsylvania.Job Description Requirements ul li Specialty: MRI Technologist li Discipline: (more...)
Company: LRS Healthcare - Imaging
Location: State College
Posted on: 04/6/2025

Laborist Opening in west central PA
Description: Recruiting an ObGyn Hospitalist to work as a Laborist for hospital in west central PA. The Laborist candidate must have an MD or equivalent, be BC or BE in Ob/Gyn with the ability to obtain an unrestricted (more...)
Company: Britt Medical Search
Location: Altoona
Posted on: 04/6/2025

Dimensional Inspector
Description: Job Title: Dimensional Inspector PMI Hardness Testing br br Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements. br (more...)
Company: System One
Location: Turtle Creek
Posted on: 04/6/2025

Loading more jobs...

North Carolina Licensed Compliance Officer

Didn't find what you're looking for? Search again!

Other Other Jobs

Log In or Create An Account